| Date Filed | Doc # | Docket Text |
|
| 2009-12-16 | 1 | COMPLAINT against United States Securities and Exchange Commission. (Filing Fee $ 350.00, Receipt Number 708475)Document filed by Waxfield Limited.(rdz) (Entered: 12/17/2009) |
| 2009-12-16 | | SUMMONS ISSUED as to United States Securities and Exchange Commission. (rdz) (Entered: 12/17/2009) |
| 2009-12-16 | | Magistrate Judge Gabriel W. Gorenstein is so designated. (rdz) (Entered: 12/17/2009) |
| 2009-12-16 | | Case Designated ECF. (rdz) (Entered: 12/17/2009) |
| 2009-12-16 | 2 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Waxfield Limited.(rdz) (Entered: 12/17/2009) |
| 2009-12-17 | 3 | NOTICE OF COURT CONFERENCE, Conference set for 2/17/2010 at 03:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 12/17/09) (cd) (Entered: 12/17/2009) |
| 2009-12-21 | 4 | AFFIDAVIT OF SERVICE of SUMMONS AND COMPLAINT served on UNITED STATES SECURITIES AND EXCHANGE COMMISSION on DECEMBER 16, 2009. Service was made by MAIL. Document filed by Waxfield Limited. (Peshkin, Kenneth) (Entered: 12/21/2009) |
| 2010-01-20 | 5 | ANSWER to Complaint. Document filed by United States Securities and Exchange Commission.(Bruckmann, Christopher) (Entered: 01/20/2010) |
| 2010-01-21 | 6 | NOTICE OF APPEARANCE by Ory Apelboim on behalf of Waxfield Limited (Apelboim, Ory) (Entered: 01/21/2010) |
| 2010-01-21 | 7 | MOTION for William Smith Greig to Appear Pro Hac Vice. Document filed by United States Securities and Exchange Commission.(mro) (Entered: 01/22/2010) |
| 2010-01-28 | 8 | ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that, William Smith Greig is admitted to practice pro hac vice as counsel for the Securities and Exchange Commission in the above-captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Jed S. Rakoff on 1/27/10) (pl) (Entered: 01/28/2010) |
| 2010-01-28 | | Transmission to Attorney Admissions Clerk. Transmitted re: 8 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (pl) (Entered: 01/28/2010) |
| 2010-02-09 | | Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/9/2010. (tro) (Entered: 02/16/2010) |
| 2010-02-18 | 9 | STIPULATION OF SETTLEMENT: Pursuant to the terms of the Settlement Agreement dated 2/6/2010 executed by the parties, the above-captioned action should be dismissed with prejudice. Pursuant to the terms of the Settlement Agreement, a motion to dismiss the above-captioned action with prejudice will be filed with the Court. ENDORSEMENT: Dismissed with prejudice contingent on submission of settlement. (Signed by Judge Jed S. Rakoff on 2/17/2010) (tro) Modified on 2/19/2010 (tro). (Entered: 02/18/2010) |
| 2010-02-18 | | Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/18/2010. (mro) (Entered: 02/19/2010) |
| 2010-02-18 | | Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 2/18/2010. (mro) (Entered: 02/19/2010) |
| 2010-02-22 | 10 | REFERRED TO JUDGE FOR APPROVAL - STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) all parties pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Waxfield Limited.(Apelboim, Ory) Modified on 2/23/2010 (dt). (Entered: 02/22/2010) |
| 2010-02-23 | | ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Ory Apelboim Document 10 Stipulation of Voluntary Dismissal, was referred to Judge Jed S. Rakoff for approval. (dt) (Entered: 02/23/2010) |
| 2010-02-25 | 11 | STIPULATION OF DISMISSAL: It is hereby stipulated and agreed by and between the parties that the above captioned action is dismissed with prejudice, pursuant to Rule 41(a)(l)(A)(ii) of the F.R.C.P. (Signed by Judge Jed S. Rakoff on 2/24/2010) (jpo) (Entered: 02/25/2010) |
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