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Case TitleCarson v. U.S. Securities and Exchange Commission
DistrictEastern District of Tennessee
CityKnoxville
Case Number3:2009cv00615
Date Filed2009-12-28
Date Closed2011-05-02
JudgeDistrict Judge Thomas W Phillips
PlaintiffJoseph P Carson
DefendantU.S. Securities and Exchange Commission
Documents
Docket
Complaint
Complaint attachment 1
Complaint attachment 2
Opinion/Order [21]
Opinion/Order [22]
Opinion/Order [34]
Opinion/Order [38]
User-contributed Documents
 
Docket Events (Hide)
Date FiledDoc #Docket Text

2009-12-281COMPLAINT against U.S. Securities and Exchange Commission (Filing fee $ 350), filed by Joseph P Carson. (Attachments: # 1 Exhibit)(KAW) (Additional attachment(s) added on 1/5/2010: # 2 Civil Cover Sheet) (KAW). (Entered: 01/05/2010)
2009-12-28Filing fee: $ 350, receipt number K3012273 (KAW) (Entered: 01/05/2010)
2010-01-042ORDER This case is before the undersigned pursuant to this Court's Local Rule 3.2(d)(3)(B) for determination of whether it is related to another case previously filed in this Court. Applying Local Rule 3.2(d)(3)(A), the undersigned finds that this case is sufficiently related to the previously filed cases, Joseph P. Carson v. United States Office of Special Counsel, Case No. 3:08-cv-317 (Phillips/Shirley), and Joseph P. Carson v. United States Office of Special Counsel, Case No. 3:08-cv-330 (Phillips/Shirley), that is should also be assigned to the United States District Judge Thomas W. Phillips and United States Magistrate Judge C. Clifford Shirley for all further proceedings. However, consolidation of the two cases is not ordered.Signed by Magistrate Judge C Clifford Shirley on 1/04/2010. (KAW) (Entered: 01/05/2010)
2010-01-05Summons Issued as to U.S. Securities and Exchange Commission. (KAW) (Entered: 01/05/2010)
2010-01-113Pro Se MOTION for ECF Access for This Case by Joseph P Carson. (AYB) (Entered: 01/12/2010)
2010-01-114SUMMONS Returned Executed by Joseph P Carson. U.S. Securities and Exchange Commission, U.S. Attorney, and U.S. Attorney General served on 1/7/2010. (AYB) (Entered: 01/12/2010)
2010-01-125ORDER REFERRING 3 MOTION for ECF Access for This Case filed by Joseph P Carson to U.S. Magistrate Judge C. Clifford Shirley Jr. Signed by District Judge Thomas W Phillips on January 12, 2010. (AYB) (Entered: 01/12/2010)
2010-01-196ORDER granting Petitioner's 3 Motion for Access to the Courts Electronic Case Filing System. To ensure Mr. Carson is aware of this change in service, the Clerk of the Court is DIRECTED to mail a copy of this Order to the petitioner. Signed by Magistrate Judge C Clifford Shirley on 1/19/10. (MGM) (Main Document 6 replaced on 1/19/2010) (MGM, ). (Entered: 01/19/2010)
2010-02-117MOTION for Default Judgment as to failure of defendant to respond to complaint by Joseph P Carson. (Carson, Joseph) (Entered: 02/11/2010)
2010-02-118RESPONSE to Motion re 7 MOTION for Default Judgment as to failure of defendant to respond to complaint filed by U.S. Securities and Exchange Commission. (Attachments: # 1 Exhibit)(Harber, Loretta) (Entered: 02/11/2010)
2010-02-119REPLY to Response to Motion re 7 MOTION for Default Judgment as to failure of defendant to respond to complaint filed by Joseph P Carson. (Carson, Joseph) (Entered: 02/11/2010)
2010-02-1710MOTION for Extension of Time to File Answer by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 02/17/2010)
2010-02-1711RESPONSE in Opposition re 10 MOTION for Extension of Time to File Answer filed by Joseph P Carson. (Attachments: # 1 Exhibit FOIA response of US Equal Employment Opportunity Commission, # 2 Exhibit FOIA response of Department of Energy, # 3 Exhibit FOIA response of Merit Systems Protection Board)(Carson, Joseph) (Entered: 02/17/2010)
2010-02-1912RESPONSE in Opposition re 10 MOTION for Extension of Time to File Answer filed by Joseph P Carson. (Attachments: # 1 Exhibit SEC's FOIA response)(Carson, Joseph) (Entered: 02/19/2010)
2010-02-1913ORDER granting 10 defendant's Motion for Extension of Time to respond to 1 plaintiff's Complaint. Signed by District Judge Thomas W Phillips on February 19, 2010. (AYB) (Entered: 02/19/2010)
2010-03-1014Second MOTION for Extension of Time to File Answer by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 03/10/2010)
2010-03-1115ORDER granting 14 defendant's Motion for Extension of Time to respond to 1 plaintiff's Complaint, whereby defendant's response shall be due April 19, 2010. Signed by District Judge Thomas W Phillips on March 11, 2010. (AYB) (Entered: 03/11/2010)
2010-04-1516MOTION to Dismiss for Lack of Jurisdiction by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 04/15/2010)
2010-04-1517MEMORANDUM in Support of Motion re 16 MOTION to Dismiss for Lack of Jurisdiction filed by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 04/15/2010)
2010-04-1518AFFIDAVIT of Margaret Celia Winter in Support re 16 MOTION to Dismiss for Lack of Jurisdiction filed by U.S. Securities and Exchange Commission. (Attachments: # 1 Exhibit Ex. 1, # 2 Exhibit Ex. 1.A, # 3 Exhibit Ex. 2, # 4 Exhibit Ex. 3, # 5 Exhibit Ex. 4, # 6 Exhibit Ex. 5, # 7 Exhibit Ex. 6, # 8 Exhibit Ex. 7, # 9 Exhibit Ex. 8) (Harber, Loretta) Modified text on 4/15/2010 (AYB). (Entered: 04/15/2010)
2010-04-1819RESPONSE to Motion re 16 MOTION to Dismiss for Lack of Jurisdiction filed by Joseph P Carson. (Attachments: # 1 Exhibit email from SEC Chairman Office)(Carson, Joseph) (Entered: 04/18/2010)
2010-04-3020ORDER denying 7 plaintiff's Motion for Default Judgment. Signed by District Judge Thomas W Phillips on April 30, 2010. (AYB) (Entered: 04/30/2010)
2011-05-0221MEMORANDUM OPINION granting 16 respondent's Motion to Dismiss for Lack of Jurisdiction, and this action is dismissed, with prejudice. Signed by District Judge Thomas W Phillips on May 2, 2011. (AYB) (Entered: 05/02/2011)
2011-05-0222JUDGMENT on Decision by the Court, entered by the Clerk, that respondent's motion to dismiss is granted; and that this action be dismissed with prejudice on the merits. (AYB) (Entered: 05/02/2011)
2011-05-1723MOTION for Attorney Fees by Joseph P Carson. (Carson, Joseph) (Entered: 05/17/2011)
2011-05-1824ORDER REFERRING 23 MOTION for Litigation Costs to USMJ C. Clifford Shirley. Signed by District Judge Thomas W Phillips on May 18, 2011. (AYB) (Entered: 05/18/2011)
2011-05-2625MOTION for Extension of Time to File Response/Reply to Petitioner's Motion for Litigation Costs by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 05/26/2011)
2011-05-3126ORDER granting 25 Motion for Extension of Time to File Response/Reply re 23 MOTION for Attorney Fees Responses due by 7/6/2011 . Signed by Magistrate Judge C Clifford Shirley on 5/31/2011. (DCP) (Entered: 05/31/2011)
2011-07-0627RESPONSE in Opposition re 23 MOTION for Attorney Fees filed by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 07/06/2011)
2011-07-0928REPLY to Response to Motion re 23 MOTION for Attorney Fees filed by Joseph P Carson. (Attachments: # 1 Exhibit list of litigation costs)(Carson, Joseph) Modified on 7/12/2011 to remove pdf. Pro se plaintiff has re-filed full document as Doc. 30 (AYB). (Entered: 07/09/2011)
2011-07-0929AFFIDAVIT in Support re 23 MOTION for Attorney Fees filed by Joseph P Carson. (Attachments: # 1 Exhibit email thread Mark Siford, # 2 Exhibit email to SEC General Counsel)(Carson, Joseph) (Entered: 07/09/2011)
2011-07-1130REPLY to Response to Motion re 23 MOTION for Attorney Fees filed by Joseph P Carson. (Carson, Joseph) (# 1 list of litigation costs added on 7/12/2011: pro se plaintiff attached this exhibit to the original submission [Doc. 28]; however it was not attached to this re-submission of the corrected document.) (AYB). (Entered: 07/11/2011)
2011-07-1931MOTION for Extension of Time to File Response/Reply and for Permission to File a Sur-Reply by U.S. Securities and Exchange Commission. (Harber, Loretta) (Entered: 07/19/2011)
2011-07-2632ORDER denying 31 Motion for Extension of Time to File Response/Reply. Signed by Magistrate Judge C Clifford Shirley on 7/26/2011. (DCP) (Entered: 07/26/2011)
2011-08-0633AFFIDAVIT in Support re 23 MOTION for Attorney Fees filed by Joseph P Carson. (Carson, Joseph) Modified on 8/8/2011 to remove .pdf. This document was erroneously filed in this civil action; pro se plaintiff has subsequently filed this document in the correct case no. 3:10-cv-56 (AYB). (Entered: 08/06/2011)
2011-08-08Former Document No. 33 was erroneously filed in this civil action; however, pro se plaintiff has subsequently filed this document in the correct case no. 3:10-cv-56. (AYB) (Entered: 08/08/2011)
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by FOIA Project Staff
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