| Date Filed | Doc # | Docket Text |
|
| 2019-04-18 | | Initiating Pleading & IFP Application Received on 04/18/2019. A copy of the docket sheet has been mailed to the address of record for the pro se party. (zsb) (Entered: 04/25/2019) |
| 2019-04-18 | 1 | COMPLAINT against SECURITIES AND EXCHANGE COMMISSION filed by DANIEL WARREN.(zsb) (Entered: 04/25/2019) |
| 2019-04-18 | 2 | MOTION for Leave to Proceed in forma pauperis by DANIEL WARREN (zsb) (Entered: 04/25/2019) |
| 2019-04-18 | 3 | PRISONER TRUST FUND ACCOUNT STATEMENT for period of six months by DANIEL WARREN (zsb) (Entered: 04/25/2019) |
| 2019-05-17 | 4 | ORDER directing an initial partial filing fee in the amount of $45.29 from Prison Account of DANIEL WARREN and granting MOTION for Leave to Proceed In Forma Pauperis (see order for full details). Pro Se party has been notified by first class mail. Signed by Judge Colleen Kollar-Kotelly on 05/16/2019. (zsb) (Entered: 05/23/2019) |
| 2019-05-17 | | Case Assigned to Chief Judge Beryl A. Howell. (zsb) (Entered: 05/23/2019) |
| 2019-05-24 | 5 | SUMMONS (3) Issued as to SECURITIES AND EXCHANGE COMMISSION, U.S. Attorney and U.S. Attorney General (zmc) (Entered: 05/24/2019) |
| 2019-06-10 | 6 | RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed on United States Attorney General. Date of Service Upon United States Attorney General 5/29/2019., RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed as to the United States Attorney. Date of Service Upon United States Attorney on 5/29/2019. ( Answer due for ALL FEDERAL DEFENDANTS by 6/28/2019.) (zrdj) (Entered: 06/11/2019) |
| 2019-06-12 | 7 | Mail Returned as Undeliverable; Sent to DANIEL WARREN; Type of Document Returned: Docket Sheet; Resent at New Address: None. (zrdj) (Entered: 06/14/2019) |
| 2019-06-21 | 8 | NOTICE of Appearance by Carin Marie Cozza on behalf of SECURITIES AND EXCHANGE COMMISSION (Cozza, Carin) (Entered: 06/21/2019) |
| 2019-06-21 | 9 | First MOTION for Extension of Time to File Answer by SECURITIES AND EXCHANGE COMMISSION (Cozza, Carin) (Entered: 06/21/2019) |
| 2019-06-26 | | MINUTE ORDER granting 9 the Defendant's Motion for an Extension of Time to July 29, 2019, to answer or otherwise respond to the Complaint. SO ORDERED. Signed by Chief Judge Beryl A. Howell on 6/26/19.(ah) (Entered: 06/26/2019) |
| 2019-06-26 | | Set/Reset Deadlines: Defendant's answer to the Complaint due by 7/29/2019. (hmc) (Entered: 06/26/2019) |
| 2019-07-15 | 10 | RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed. SECURITIES AND EXCHANGE COMMISSION served on 7/2/2019 (zrdj) (Entered: 07/16/2019) |
| 2019-07-25 | 11 | ANSWER to 1 Complaint by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Exhibit Exhibit 1 - FOIA request, # 2 Exhibit Exhibit 2 - FOIA response, # 3 Exhibit Exhibit 3 - FOIA appeal, # 4 Exhibit Exhibit 4 - FOIA appeal response)(Cozza, Carin) (Entered: 07/25/2019) |
| 2019-08-13 | 12 | AFFIDAVIT in Support of Default by DANIEL WARREN. "Leave to file GRANTED" by Chief Judge Beryl A. Howell on 8/13/19(zrdj) (Entered: 08/13/2019) |
| 2019-09-03 | 13 | MOTION for Defendant to Acquire an Attorney Control Number by DANIEL WARREN (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)(zrdj) (Entered: 09/05/2019) |
| 2019-09-27 | | MINUTE ORDER DIRECTING, upon consideration of the defenses set forth in the defendant's Answer, the attachments to the Answer, and the manner in which cases raising claims under the Freedom of Information Act (FOIA) are typically resolved, the defendant to propose a briefing schedule, or file a dispositive motion, on or before October 11, 2019. Signed by Chief Judge Beryl A. Howell on 9/27/19.(ah) (Entered: 09/27/2019) |
| 2019-09-27 | | Set/Reset Deadlines: Defendant's response to Order of the Court due by 10/11/2019. (tg) (Entered: 09/27/2019) |
| 2019-10-03 | 14 | PROPOSED BRIEFING SCHEDULE by SECURITIES AND EXCHANGE COMMISSION. (Cozza, Carin) (Entered: 10/03/2019) |
| 2019-10-09 | 15 | MOTION to Stay, MOTION to Hold in Abeyance by DANIEL WARREN (Attachments: # 1 Text of Proposed Order)(zrdj) (Entered: 10/10/2019) |
| 2019-10-24 | 16 | RESPONSE re 15 MOTION to Stay MOTION to Hold in Abeyance filed by SECURITIES AND EXCHANGE COMMISSION. (Cozza, Carin) (Entered: 10/24/2019) |
| 2019-11-01 | 17 | MOTION for Summary Judgment by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Memorandum in Support, # 2 Statement of Facts, # 3 Affidavit Declaration and 8 supporting exhibits)(Cozza, Carin) (Entered: 11/01/2019) |
| 2019-11-04 | 18 | Order advising the plaintiff to respond by December 20, 2019, to the defendant's motion for summary judgment or risk entry of judgment in the defendant's favor and dismissal of the case (see document for details). Signed by Chief Judge Beryl A. Howell on 11/4/19.(ah) (Main Document 18 replaced on 11/4/2019, the correct document was uploaded) (tg). (Entered: 11/04/2019) |
| 2019-11-04 | | MINUTE ORDER: In light of the order issued separately this day, the plaintiff's motion 15 to stay the proceedings pending his receipt of the defendant's Answer and the opportunity to respond is DENIED as moot. However, the Court will grant the plaintiff's request in one regard. The defendant's certificate of service in the Answer does not include the plaintiff's complete address of record, and the plaintiff claims that he did not receive the Answer. Accordingly, the defendant shall promptly re-serve its Answer on the plaintiff. Signed by Chief Judge Beryl A. Howell on 11/4/19.(ah) (Entered: 11/04/2019) |
| 2019-11-04 | | Set/Reset Deadlines: Plaintiff's response to defendant's motion for summary judgment due by 12/20/2019. (tg) (Entered: 11/04/2019) |
| 2019-11-25 | 19 | MOTION to Compel by DANIEL WARREN (zrdj) (Entered: 11/26/2019) |
| 2019-11-27 | 20 | RESPONSE re 19 MOTION to Compel filed by SECURITIES AND EXCHANGE COMMISSION. (Cozza, Carin) (Entered: 11/27/2019) |
| 2019-12-17 | 21 | RESPONSE re 17 MOTION for Summary Judgment filed by DANIEL WARREN. (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)(zrdj) (Entered: 12/19/2019) |
| 2020-01-09 | 22 | REPLY to opposition to motion re 17 MOTION for Summary Judgment filed by SECURITIES AND EXCHANGE COMMISSION. (Cozza, Carin) (Entered: 01/09/2020) |
| 2020-02-18 | 23 | MOTION for Extension of Time by DANIEL WARREN (Attachments: # 1 Text of Proposed Order)(zrdj) (Entered: 02/20/2020) |
| 2020-02-18 | 24 | MOTION to Compel by DANIEL WARREN (Attachments: # 1 Text of Proposed Order)(zrdj) (Entered: 02/20/2020) |
| 2020-02-25 | 25 | RESPONSE re 24 MOTION to Compel filed by SECURITIES AND EXCHANGE COMMISSION. (Cozza, Carin) (Entered: 02/25/2020) |
| 2020-04-01 | 26 | MOTION to Compel by DANIEL WARREN (jf) (Entered: 04/03/2020) |
| 2020-08-24 | 27 | ORDER denying 13 Plaintiff's Motion to Compel defendant to acquire control number; denying 17 Defendant's Motion for Summary Judgment; denying 19 Plaintiff's Motion to Compel; denying 23 Plaintiff's Motion for Extension of Time; denying 24 Plaintiff's Motion to Compel; denying 26 Plaintiff's Motion to Compel; directing Defendant to supplement the record by October 1, 2020 (see document for details). Signed by Chief Judge Beryl A. Howell on 8/24/20.(psu1) (Entered: 08/24/2020) |
| 2020-08-24 | | Set/Reset Deadlines: Defendant shall supplement the record by 10/1/2020. (hmc) (Entered: 08/24/2020) |
| 2020-09-30 | 28 | NOTICE of Appearance by Melinda Hardy on behalf of SECURITIES AND EXCHANGE COMMISSION (Hardy, Melinda) (Entered: 09/30/2020) |
| 2020-10-01 | 29 | Second MOTION for Summary Judgment by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Memorandum in Support, # 2 Declaration of Brent Fields, # 3 Statement of Facts, # 4 Text of Proposed Order)(Hardy, Melinda) (Entered: 10/01/2020) |
| 2020-10-02 | 30 | Order advising plaintiff to respond by November 16, 2020, to defendant's renewed motion for summary judgment or risk entry of judgment in defendant's favor and dismissal of the case (see document for details). Signed by Chief Judge Beryl A. Howell on 10/2/20.(psu1) (Entered: 10/02/2020) |
| 2020-10-02 | | Set/Reset Deadlines: Plaintiff's response to defendant's renewed motion for summary judgment due by 11/16/2020. (ztg) (Entered: 10/02/2020) |
| 2020-10-15 | 31 | NOTICE of Service on Plaintiff at New Address by SECURITIES AND EXCHANGE COMMISSION re 29 Second MOTION for Summary Judgment (Hardy, Melinda) (Entered: 10/15/2020) |
| 2020-10-23 | 32 | Mail Returned as Undeliverable. Mail sent to Daniel Warren; Type of Document Returned: 30 Order; New Address: unknown. (ztg) (Entered: 10/29/2020) |
| 2020-11-16 | 33 | NOTICE of Change of Address by DANIEL WARREN (zrdj) (Entered: 11/18/2020) |
| 2020-11-16 | 34 | MOTION for Extension of Time to File Response/Reply as to 29 Second MOTION for Summary Judgment by DANIEL WARREN (Attachments: # 1 Exhibit)(zrdj) (Entered: 11/18/2020) |
| 2020-11-23 | | MINUTE ORDER GRANTING EXTENSION OF TIME. Plaintiff's motion 34 for an enlargement of time to respond to defendant's renewed motion for summary judgment is GRANTED. Plaintiff states that he has yet to receive the motion, and the new address where defendant states it was mailed, see Notice 31 , does not include plaintiff's apartment number. See Case Caption. Accordingly, defendant shall promptly re-send its motion to plaintiff. Plaintiff shall file his response on or before December 30, 2020, or, as previously advised, risk entry of judgment in defendant's favor. SO ORDERED. Signed by Chief Judge Beryl A. Howell on 11/23/20.(psu1) (Entered: 11/23/2020) |
| 2020-11-23 | | Set/Reset Deadlines: Response to dispositive motion due by 12/30/2020. (ztg) (Entered: 11/23/2020) |
| 2021-02-01 | 35 | NOTICE of Service on Plaintiff at New Address by SECURITIES AND EXCHANGE COMMISSION (Hardy, Melinda) (Entered: 02/01/2021) |
| 2021-03-19 | 36 | ORDER granting 29 Defendant's Renewed Motion for Summary Judgment, entering judgment in defendant's favor, and closing the case (see document for details). Signed by Chief Judge Beryl A. Howell on 3/19/2021.(psu1) (Entered: 03/19/2021) |
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