| Date Filed | Doc # | Docket Text |
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| 2022-11-29 | 1 | COMPLAINT against United States Securities and Exchange Commission. (Filing Fee $ 402.00, Receipt Number ANYSDC-27011092)Document filed by Virtu Financial, Inc.. (Attachments: # 1 Exhibit A FOIA Request and Appendix, # 2 Exhibit B Letter, # 3 Exhibit C Letter, # 4 Exhibit D Letter, # 5 Exhibit E Letter, # 6 Exhibit F Letter, # 7 Exhibit G Letter, # 8 Exhibit H Decision Regarding FOIA Appeal, # 9 Exhibit I Email Chain, # 10 Exhibit J Decision Regarding FOIA Request).(Reisner, Lorin) (Entered: 11/29/2022) |
| 2022-11-29 | 2 | CIVIL COVER SHEET filed..(Reisner, Lorin) (Entered: 11/29/2022) |
| 2022-11-29 | 3 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Virtu Financial, Inc...(Reisner, Lorin) (Entered: 11/29/2022) |
| 2022-11-29 | 4 | REQUEST FOR ISSUANCE OF SUMMONS as to United States Securities and Exchange Commission, re: 1 Complaint,,. Document filed by Virtu Financial, Inc...(Reisner, Lorin) (Entered: 11/29/2022) |
| 2022-11-30 | | CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Vernon S. Broderick. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions . .(pc) (Entered: 11/30/2022) |
| 2022-11-30 | | Magistrate Judge Katharine H. Parker is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf . (pc) (Entered: 11/30/2022) |
| 2022-11-30 | | Case Designated ECF. (pc) (Entered: 11/30/2022) |
| 2022-11-30 | 5 | ELECTRONIC SUMMONS ISSUED as to United States Securities and Exchange Commission..(pc) (Entered: 11/30/2022) |
| 2022-12-08 | 6 | NOTICE OF APPEARANCE by Andrew Garry Gordon on behalf of Virtu Financial, Inc...(Gordon, Andrew) (Entered: 12/08/2022) |
| 2022-12-08 | 7 | NOTICE OF APPEARANCE by Jessica Sombat Carey on behalf of Virtu Financial, Inc...(Carey, Jessica) (Entered: 12/08/2022) |
| 2022-12-08 | 8 | NOTICE OF APPEARANCE by Kristina Anne Bunting on behalf of Virtu Financial, Inc...(Bunting, Kristina) (Entered: 12/08/2022) |
| 2022-12-08 | 9 | CERTIFICATE OF SERVICE of Notices of Appearance for Andrew G. Gordon, Jessica S. Carey, and Kristina A. Bunting served on United States Securities and Exchange Commission on 12/8/2022. Service was made by Mail. Document filed by Virtu Financial, Inc...(Reisner, Lorin) (Entered: 12/08/2022) |
| 2022-12-14 | 10 | SUMMONS RETURNED EXECUTED (FOIA CASE). United States Securities and Exchange Commission served on 12/12/2022, answer due 1/11/2023. Service was made by Certified Mail. Document filed by Virtu Financial, Inc...(Reisner, Lorin) (Entered: 12/14/2022) |
| 2023-01-09 | 11 | MOTION for Michael S. Bailey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United States Securities and Exchange Commission. (Attachments: # 1 Exhibit Certificate of Good Standing for DC, # 2 Exhibit Certificate of Good Standing for Maryland, # 3 Exhibit Certificate of Good Standing for Massachusetts, # 4 Affidavit Affidavit in Support of Pro Hac Vice Motion, # 5 Text of Proposed Order Proposed Order).(Bailey, Michael) (Entered: 01/09/2023) |
| 2023-01-09 | 12 | NOTICE OF APPEARANCE by Mary Alexandra Verdi on behalf of United States Securities and Exchange Commission..(Verdi, Mary) (Entered: 01/09/2023) |
| 2023-01-09 | 13 | ANSWER to 1 Complaint,,. Document filed by United States Securities and Exchange Commission..(Verdi, Mary) (Entered: 01/09/2023) |
| 2023-01-10 | | >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 11 MOTION for Michael S. Bailey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (sgz) (Entered: 01/10/2023) |
| 2023-01-10 | 14 | ORDER FOR ADMISSION PRO HAC VICE OF MICHAEL S. BAILEY granting 11 Motion for Michael S. Bailey to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned action in the United States District Court for the Southern District of New York. All attorneys appearing before this court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys.. (Signed by Judge Vernon S. Broderick on 1/10/2023) (kv) (Entered: 01/10/2023) |
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